3.3.14 · D3Rocket Propulsion

Worked examples — Over-expanded nozzle — oblique shocks in plume, efficiency loss

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This page is the drill hall for the parent topic. We will not learn new theory here — we will exercise it, hitting every case the physics can throw at us. If a symbol appears that you have not met, we rebuild it on the spot.

Before we start, one promise: every number you see below is checked by a machine at the bottom of this note. Nothing is asserted on faith.


The scenario matrix

Over-expansion is governed by comparing two pressures at the nozzle exit plane (the flat circular hole where gas leaves):

  • = exit pressure — the pressure the gas has after the nozzle finished expanding it. Think of it as "how squeezed the gas still is when it leaves."
  • = ambient pressure — the pressure of the air outside, pushing back. At sea level ; in vacuum .

The single quantity that decides everything is the sign of . That is our "quadrant." Here is the full matrix — every cell must be covered by an example below.

Cell Condition Physical regime Covered by
A Perfectly matched (baseline) Ex 1
B (mild) Mildly over-expanded, shocks weak Ex 2
C (severe) Severely over-expanded, strong shocks Ex 3
D Under-expanded (the "other sign") Ex 4
E (degenerate) Vacuum limit — pressure thrust maximal Ex 5
F (limiting) Shock vanishes as mismatch Ex 6
G Real-world word problem Ascending rocket crosses matched altitude Ex 7
H Exam twist Given , find and check separation Ex 8

We use these tools throughout — each is re-earned when first needed:

Recall Symbols you need (tap to reveal)

::: mass flow rate — kilograms of gas leaving per second ::: exhaust velocity — how fast gas exits, in m/s ::: the exhaust velocity a loss-free (isentropic, no-shock) nozzle would produce — the theoretical best ::: the exhaust velocity you actually get after shocks eat some of it — always ::: exit area — the area of the nozzle's mouth, in m² ::: thrust — the forward push on the rocket, in newtons ::: exit Mach number — exit speed divided by the local speed of sound ::: ratio of specific heats — a gas property, near 1.2 for hot rocket exhaust ::: shock angle — tilt of the oblique shock relative to incoming flow ::: deflection angle — how far the flow bends when crossing the shock ::: static pressure just BEFORE (1) and just AFTER (2) a shock ::: stagnation pressure — the pressure the gas would reach if brought smoothly (no shock) to rest; measures the flow's stored "ordered" quality ::: that same measured before (subscript 01) and after (subscript 02) a shock — so means quality was lost ::: normal Mach component, — the only thing that sets shock strength ::: velocity efficiency — actual exit speed divided by ideal exit speed (defined in Ex 3)

The master formula we lean on repeatedly:


Ex 1 — Cell A: the matched baseline

Forecast: Guess before reading on — will the pressure term help, hurt, or vanish?

Step 1 — Compute momentum thrust. Why this step? Momentum thrust is always present; it is the "engine's honest push." We isolate it first so the pressure term stands out.

Step 2 — Compute pressure thrust. Why this step? The whole point of the matched case is that this term dies. When the exit disc feels equal push from both sides, so it contributes nothing.

Step 3 — Total.

Verify: Units: ✓. Pressure term ✓. This is the ceiling every off-design case is measured against.


Ex 2 — Cell B: mildly over-expanded

Forecast: now. Positive or negative pressure term?

Step 1 — Pressure term. Why this step? Because , the outside air presses on the exit disc harder than the exhaust does — a retarding force. The minus sign is the physics telling us "you're being pushed back."

Step 2 — Total thrust. Why this step? Add the (negative) pressure thrust to the unchanged momentum thrust.

Step 3 — Loss.

Verify: A mild mismatch (75 vs 60 kPa) gives a mild hit — sensible. No shock computation needed here because the mismatch is gentle; the plume corrects with weak oblique shocks that barely dent efficiency.


Ex 3 — Cell C: severely over-expanded (with shock loss)

Forecast: Two losses stack here — pressure mismatch and shocks. Guess: will stay above ?

Figure — Over-expanded nozzle — oblique shocks in plume, efficiency loss

Step 1 — Pressure thrust loss. Why this step? A huge mismatch (8 vs 101 kPa) means the atmosphere crushes the plume — the retarding force is enormous.

Step 2 — Normal Mach component of the shock. The shock is tilted at . Only the flow component perpendicular to the shock is compressed; the parallel part slides through untouched. That perpendicular Mach is Why this step? An oblique shock is just a normal shock seen by the perpendicular part of the velocity — that is why we split the velocity into a normal leg (length ) and a tangential leg (length ). The tangential leg passes through unchanged, so shock strength depends only on . This is the pink arrow in the figure.

Step 3 — Stagnation pressure ratio across one shock. Recall from the symbol box that stagnation pressure is the pressure the gas would reach if brought smoothly (no shock) to rest; it measures the "quality" of the flow's ordered energy, and / are just measured before and after the shock. A shock destroys some of it. The ratio comes from the normal-shock equations applied to (energy conserved, but entropy rises), giving: Why this form? The first bracket is the density/temperature build-up across the shock; the second is the static-pressure jump. Raising them to those -powers is how the ideal-gas entropy rise turns into lost stagnation pressure. Plug in , : Why this step? This ratio is exactly how much "usable push" survives one shock. Below 1 means loss.

Step 4 — Compound three shocks (the diamond pattern). Why this step? Shock diamonds repeat the compression several times down the plume (two lip shocks plus the Mach disk); each stage multiplies the survival ratio, so losses compound.

Step 5 — Velocity efficiency (defining ).

Why the square root? Exhaust kinetic energy tracks the stagnation pressure available; since speed follows , speed itself follows .

Step 6 — Actual momentum thrust and total.

Verify: From a matched ceiling of (Ex 1) we crashed to — a collapse. This is exactly why the parent note warns: never fire a vacuum engine at sea level. See Nozzle Flow Separation for what happens if it gets even worse.


Ex 4 — Cell D: the OTHER sign (under-expanded)

Forecast: Now . What sign is the pressure term, and does the gas shock or expand?

Step 1 — Pressure term. Why this step? means the exhaust pushes harder than the atmosphere resists, so the exit disc gets an extra forward shove — a positive contribution.

Step 2 — Total thrust.

Step 3 — Shock or fan? Because the flow must drop its pressure to meet lower ambient, it does so through expansion fans, which are smooth and reversible (isentropic) — no entropy penalty. Contrast with over-expansion's lossy shocks (see Shock Wave Fundamentals and Isentropic Flow).

Verify: The pressure term flipped sign compared to Ex 2 — the mirror confirms the matrix's two "quadrants." Note under-expansion added with no shock loss, showing the parent's key mistake-warning: the two off-design cases are not symmetric.


Ex 5 — Cell E: the degenerate vacuum limit ()

Forecast: With , is the pressure term the biggest or smallest it can ever be?

Step 1 — Pressure term at the degenerate value. Why this step? Set the ambient variable to its floor, zero. Every leftover exit pressure now becomes pure forward thrust because there is nothing outside to push back.

Step 2 — Total.

Verify: This is the maximum the pressure term can reach for a given : nothing pushes back, so all exit pressure helps. It also shows why vacuum nozzles are built big — in vacuum there is no penalty for low , only reward. Ties to Altitude Compensation and Nozzle Area Ratio.


Ex 6 — Cell F: the limiting case

Forecast: With an almost-zero mismatch, how strong is the shock?

Step 1 — Pressure jump needed. Why this step? The shock's only job is to bridge up to . If that gap is essentially zero, the shock has essentially nothing to do.

Step 2 — Normal Mach from the static-pressure relation. The static-pressure jump across a shock is set by its normal Mach component: Why this form? It comes from conservation of mass and momentum across the shock: when the bracket is zero and there is no jump; as grows the jump grows. Solving for when the left side : Why this step? is a Mach wave — the weakest possible disturbance, no real compression.

Step 3 — The full deflection () relation, and why .

The numerator is . From Step 2 this , and the denominator stays finite and positive, so Why this step? When the perpendicular Mach hits 1, the numerator vanishes and the flow bends by nothing — the "shock" is just a whisper. This is the smooth hand-off to the matched case (Ex 1).

Step 4 — Shock angle at the limit. Why this step? With the tilt settles at the Mach angle, the shallowest possible wave for this Mach number.

Verify: As mismatch : Mach angle (), , loss . The physics is continuous — no sudden jump when crossing perfect matching. This is exactly the boundary between Cell B and Cell A.


Ex 7 — Cell G: real-world ascent word problem

Forecast: Does this stage push harder on the pad, or higher up?

Step 1 — Liftoff pressure term (over-expanded). Why this step? On the pad the thick atmosphere presses back; the term is negative (Cell C-type over-expansion).

Step 2 — Liftoff thrust. Why this step? Add the (negative) pressure thrust to the constant momentum thrust.

Step 3 — Matched-altitude thrust. Why this step? At the matched altitude the pressure term vanishes (Cell A), so thrust rises to full momentum value.

Step 4 — Gain during climb.

Verify: Rockets get more efficient with altitude until matched, then become under-expanded above it (Cell D). This is the real reason for Rocket Staging and Altitude Compensation — no single fixed nozzle is optimal at all heights. Numbers are internally consistent: back to baseline ✓.


Ex 8 — Cell H: exam twist (find , then test for separation)

Forecast: A shallow-ish shock at Mach 3 — big turn or small turn? Separation or not?

Step 1 — Deflection from the relation. We reuse the formula stated in Ex 6: Plug in , , :

  • numerator
  • , so denominator

Why ? We know the tangent of the turn angle from the formula, and we want the angle itself is the inverse that answers "which angle has this tangent?"

Step 2 — Pressure ratio. Why this step? We reuse already computed — the normal component drives compression, same tool as Ex 3.

Step 3 — Separation test. Why this step? A strong pressure jump can peel the boundary layer off the nozzle wall — see Nozzle Flow Separation. This is often protective (it limits over-expansion loss) but causes side loads.

Verify: Units are all dimensionless (ratios and angles) ✓. A turn from a Mach-3 flow at a shock is physically plausible (below the ~34° max deflection at ), and the pressure jump correctly flags separation. Ties Gas Dynamics to real hardware behaviour.


Recall Quick self-test

Which case adds thrust with NO shock loss? ::: Under-expanded, (Cell D) — it uses reversible expansion fans. As , what happens to and the loss? ::: Both go to zero — the shock becomes a whisper (Cell F). In vacuum, what value does the pressure term take? ::: Its maximum for that : , since (Cell E). What is a Mach disk? ::: A small normal shock formed where the two lip shocks meet on the axis — the strongest, most lossy shock in the diamond pattern.