4.1.28 · D2Calculus I — Limits & Derivatives

Visual walkthrough — Applications — increasing - decreasing, local extrema (first derivative test)

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We will use these words. Let us pin them down before anything else.


Step 1 — What does "slope" actually measure?

WHAT. Pick two points on the curve, a left one at position and a right one at position , with . The average slope between them is the rise divided by the run:

  • — the rise: how much higher (or lower) the road is at than at .
  • — the run: how far right we walked. Because , this is always (strictly greater than zero).

WHY. Slope is the tool for "rising or falling", because a fraction's sign is decided by the signs of its top and bottom. The bottom is locked strictly positive, so the sign of the rise alone tells us up or down. This is the seed of the whole theorem.

PICTURE. The right triangle formed by the horizontal run and the vertical rise — the hypotenuse is the straight line joining the two points.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 2 — Shrink the run: from average slope to

WHAT. Slide toward . As the run gets tiny, the joining line stops being a far-apart chord and hugs the curve — it becomes the tangent line, and its slope is exactly :

  • — "watch what the fraction approaches as creeps up to ".
  • — the result: the slope of the road at the single point .

WHY. We want steepness at a point, not averaged over a stretch. The limit is the only tool that turns a two-point ratio into a one-point steepness — it answers "what does the average slope settle down to as the two points merge?"

PICTURE. Three chords of shrinking run, flattening onto the tangent.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 3 — The Mean Value Theorem: the bridge back

WHAT. The Mean Value Theorem says: on any stretch where is continuous (no breaks) and differentiable inside (no corners), there is at least one interior point where the tangent slope equals the average slope:

  • — a mystery point strictly between and ; we don't know where, only that it exists.
  • Left side — an instant slope (one point).
  • Right side — the average slope (two points) from Step 1.

WHY. Step 1 gave us average slope; Step 2 gave us instant slope. MVT is the bridge that says these are equal somewhere. That equality is what lets us convert a fact about (instant) into a fact about vs (heights).

PICTURE. The chord and a parallel tangent kissing the curve at .

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 4 — Rearrange: heights obey the slope's sign

WHAT. Multiply MVT by the run :

WHY. Now the rise is written as a product. One factor is always . So the sign of the rise is entirely decided by the sign of . This is the payoff: control the slope's sign, control whether the road rose or fell.

  • If everywhere on : then , product is positive increasing.
  • If everywhere: product is negative decreasing.

PICTURE. A sign multiplication table drawn as a ledger: (slope sign) (positive run) = (rise sign).

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 5 — Where can the road turn around? Critical points

WHAT. A peak or valley is where the road stops rising and starts falling (or vice versa). At the very tip, the tangent is either flat () or broken ( does not exist — a corner). An interior point of either kind (one that has curve on both sides of it) is a critical point.

WHY. For the height to switch from rising to falling, the slope must pass through — or jump across — zero. It cannot go from to while staying strictly positive. So turnarounds are trapped at critical points. Everywhere else, Step 4 forbids a turn.

PICTURE. A smooth hilltop (flat tangent) beside a sharp corner (no tangent) — both are turnarounds.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 6 — The First Derivative Test: reading the turn

WHAT. Sit at a critical point . Look at the slope sign just left and just right of it (recall means "sign was before , becomes after "):

WHY. By Step 4, " on the left" means the road climbed up to ; " on the right" means it descended away from . Climb-then-descend is exactly a hilltop. The mirror pattern is a valley. We only ever needed the sign of on each side — nothing else.

PICTURE. A hill labelled next to a valley labelled , arrows showing walking direction.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 7 — The degenerate cases: same sign, and true plateaus

WHAT. What if at but the road rises on both sides? Example: at , where with the only zero at . There is also a third possibility: on a whole sub-interval (a genuine flat plateau, e.g. a constant stretch). There the slope isn't "" or "" on that side at all — it is exactly across the stretch, so the road is level, and again there is no strict peak or valley.

WHY. In the case the road never turned around — it merely paused, like a flat landing on an upward staircase: rising before, rising after, no peak or trough. On a true plateau the road is flat over a whole stretch, so no single point is strictly highest or lowest. In both, the sign of never actually flipped, which is the only thing that would signal an extremum. This is the trap summarised as Mistake A below: alone is not enough — you must see the sign change.

PICTURE. The graph of flattening at the origin but continuing upward — a horizontal tangent with no turn.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

Step 8 — Worked landscape:

Before we differentiate, we need one earned tool.

WHAT. Apply everything to a real cubic.

  • . (Power rule on gives ; on gives ; constant terms would give .)
  • — two critical points.
  • Test : (increasing). Test : (decreasing). Test : (increasing).
  • At : local max, height .
  • At : local min, height .

WHY. This shows the full pipeline: differentiate → find critical points → number-line the signs → classify. It also drills Mistake D: report the value ( and ), not just the location.

PICTURE. The curve with the sign-of- number line beneath, extrema marked.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)

The one-picture summary

Everything above collapses into one diagram: heights on top, the slope sign map on the number line below, turnarounds exactly where the sign flips.

Figure — Applications — increasing - decreasing, local extrema (first derivative test)
Recall Feynman retelling — the whole walkthrough in plain words

Imagine walking a hilly road left to right. Slope is just how steep the ground is under your feet: uphill is "positive", downhill is "negative". If I want the steepness at one exact spot, I take two nearby footprints, measure rise-over-run, then slide them together until they're the same spot — that limiting steepness is . The Mean Value Theorem is a promise: over any stretch, somewhere the ground's exact steepness equals the average steepness of the whole stretch. Multiply that by the (always-positive) length walked, and you learn whether you ended higher or lower — so the sign of the slope alone decides rising or falling; it's even enough for the slope to just touch zero at scattered points, as long as it's never negative. To turn around — hilltop or valley — the ground must go flat or kink; those are critical points, and the far ends of a fenced-off road (endpoints) are candidates too. Stand on one and peek: the little arrow "" means "before then after". Uphill-before, downhill-after () means you're on a peak; downhill-before, uphill-after () means a valley. But if it's uphill on both sides, or dead flat over a whole stretch, you only stepped over a landing — no peak at all. That's why by itself (Mistake A) never proves a summit; you must watch the sign change. And when you report it, give the height , not just the spot (Mistake D). Test it all on : flat at (peak, height ) and (valley, height ), and you've mapped the entire landscape.

Connections

  • Mean Value Theorem — Steps 3–4 are its direct consequence.
  • Fermat's Theorem on Stationary Points — why turnarounds are trapped at interior critical points (Step 5).
  • Second Derivative Test — classifies the same critical points using concavity instead of sign changes.
  • Concavity and Inflection Points — the pause of Step 7 is an inflection.
  • Optimization (Closed Interval Method) — extends this local picture to global extrema, including endpoints.
  • Curve Sketching — combines this walkthrough with analysis.