Level 1 — RecognitionTrading Psychology

Trading Psychology

20 minutes30 marksprintable — key stays hidden on paper

Chapter: 4.8 Trading Psychology Level: 1 (Recognition) Time Limit: 20 minutes Total Marks: 30


Section A — Multiple Choice (1 mark each) [10 marks]

Q1. FOMO in trading stands for:

  • A) Focus On Market Openings
  • B) Fear Of Missing Out
  • C) Failure Of Money Orders
  • D) Following Only Market Opinions

Q2. "Revenge trading" most accurately describes:

  • A) Copying a successful trader's positions
  • B) Taking impulsive trades to recover a recent loss
  • C) Trading only against the market trend
  • D) Closing all positions at day's end

Q3. Which of the following best defines discipline in trading?

  • A) Making the most profitable trade each day
  • B) Consistently following your trading rules regardless of emotion
  • C) Trading as frequently as possible
  • D) Only trading during high volatility

Q4. "Tilt" refers to:

  • A) A chart pattern indicating reversal
  • B) A state of emotional frustration causing poor decisions
  • C) A method of adjusting stop-losses
  • D) A type of limit order

Q5. Backtesting a strategy means:

  • A) Testing it on future live trades only
  • B) Applying it to historical data to evaluate performance
  • C) Asking other traders their opinion
  • D) Trading with a smaller account size

Q6. Paper/demo trading is primarily used to:

  • A) Guarantee real profits
  • B) Practise a strategy without risking real money
  • C) Avoid paying broker fees forever
  • D) Manipulate market prices

Q7. "Process over outcome" focus means:

  • A) Judging yourself by whether a single trade won or lost
  • B) Judging yourself by whether you followed a sound process
  • C) Ignoring your trading rules
  • D) Only tracking your account balance

Q8. Greed most commonly causes a trader to:

  • A) Cut winners too early
  • B) Over-leverage or hold winners too long chasing more profit
  • C) Avoid the market entirely
  • D) Follow a written plan strictly

Q9. A written trading plan should typically include:

  • A) Only your favourite stock tips
  • B) Entry, exit, risk management, and position-sizing rules
  • C) Predictions of exact future prices
  • D) A guarantee of returns

Q10. A pre-market routine helps a trader mainly by:

  • A) Guaranteeing winning trades
  • B) Preparing mentally and reviewing the plan before markets open
  • C) Eliminating all market risk
  • D) Increasing trade frequency

Section B — Matching (1 mark each) [6 marks]

Q11–Q16. Match each term (left) to its best description (right).

# Term Description
11 Trade journal A Emotional urge to chase a rising asset
12 Consistency B Record of trades with reasons and outcomes
13 FOMO C Repeating the same rule-based approach over time
14 Fear D Practising strategy risk-free before live use
15 Demo trading E Emotion causing early exits or missed entries
16 Losing streak F A run of consecutive losing trades

Section C — True/False WITH Justification (2 marks each: 1 answer + 1 reason) [14 marks]

Q17. A trader should increase position size sharply during a losing streak to recover losses faster. (True/False + justify)

Q18. Keeping a detailed trade journal helps identify recurring mistakes and emotional patterns. (True/False + justify)

Q19. Backtesting with future-looking (look-ahead) information gives a realistic estimate of a strategy's performance. (True/False + justify)

Q20. Because process-focused traders always win, outcomes never matter. (True/False + justify)

Q21. FOMO often leads to entering trades late, at worse prices, without a plan. (True/False + justify)

Q22. Managing fear and greed is unimportant if you have a good strategy. (True/False + justify)

Q23. A pre-market routine and regular post-market review both support disciplined, consistent trading. (True/False + justify)


End of paper.

Answer keyMark scheme & solutions

Section A (1 mark each)

Q1 — B (Fear Of Missing Out). Standard term for anxiety about missing a profitable move. [1]

Q2 — B. Revenge trading = impulsive, emotion-driven trades to "win back" a recent loss, abandoning rules. [1]

Q3 — B. Discipline = consistent rule-following independent of emotion; not maximising frequency or profit per trade. [1]

Q4 — B. Tilt (from poker) = frustration/anger degrading decision quality. [1]

Q5 — B. Backtesting applies rules to historical data to evaluate past performance. [1]

Q6 — B. Demo/paper trading lets you practise without real capital at risk. [1]

Q7 — B. Process-focus judges decisions by quality of the process, not a single random outcome. [1]

Q8 — B. Greed drives over-leverage and holding winners too long chasing more. (A "cut winners early" is fear.) [1]

Q9 — B. A plan defines entries, exits, risk management, sizing — not guarantees or exact predictions. [1]

Q10 — B. Pre-market routine prepares the mind and reviews the plan; it cannot guarantee wins. [1]

Section B (1 mark each)

  • Q11 → B (Trade journal = record of trades with reasons/outcomes) [1]
  • Q12 → C (Consistency = repeating same rule-based approach) [1]
  • Q13 → A (FOMO = urge to chase a rising asset) [1]
  • Q14 → E (Fear = early exits / missed entries) [1]
  • Q15 → D (Demo trading = risk-free practice) [1]
  • Q16 → F (Losing streak = run of consecutive losses) [1]

Section C (1 mark answer + 1 mark justification)

Q17 — FALSE. [1] Increasing size during a losing streak amplifies risk of ruin; sound practice is to reduce size or pause and review the process. [1]

Q18 — TRUE. [1] Journaling records reasons, emotions and outcomes, revealing repeated errors and emotional triggers so they can be corrected. [1]

Q19 — FALSE. [1] Look-ahead bias uses information not available at the time, inflating results; a realistic backtest must use only data known at each point. [1]

Q20 — FALSE. [1] Good process improves expected results over many trades but does not make every trade a win; individual outcomes still vary due to chance. [1]

Q21 — TRUE. [1] FOMO pushes late entries at worse prices without proper setup or risk management, worsening the risk/reward. [1]

Q22 — FALSE. [1] Even a good strategy fails if fear/greed cause deviation from it; emotional control is essential to execute the edge. [1]

Q23 — TRUE. [1] Pre-market routine sets focus and plan; post-market review captures lessons — together they reinforce discipline and consistency. [1]


Mark Summary

  • Section A: 10 marks
  • Section B: 6 marks
  • Section C: 14 marks
  • Total: 30 marks
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  {"claim":"Section B has 6 one-mark matching items totalling 6 marks","code":"result = (6*1 == 6)"},
  {"claim":"Section C has 7 two-mark questions totalling 14 marks","code":"result = (7*2 == 14)"},
  {"claim":"Grand total equals 30 marks","code":"result = (10 + 6 + 7*2 == 30)"}
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