Level 1 — RecognitionOptions Strategies

Options Strategies

20 minutes30 marksprintable — key stays hidden on paper

Chapter: 5.4 Options Strategies Level: 1 — Recognition Time Limit: 20 minutes Total Marks: 30


Section A — Multiple Choice (1 mark each)

Q1. A covered call is constructed by:

  • (a) Buying stock + buying a call
  • (b) Buying stock + selling a call
  • (c) Selling stock + selling a call
  • (d) Buying a put + selling a call

Q2. A protective put is best described as:

  • (a) Insurance on a long stock position
  • (b) A pure income strategy with unlimited risk
  • (c) Selling a put to collect premium
  • (d) A strategy that profits only if stock is flat

Q3. A bull call spread involves:

  • (a) Buying a lower-strike call and selling a higher-strike call
  • (b) Selling a lower-strike call and buying a higher-strike call
  • (c) Buying two calls at the same strike
  • (d) Buying a call and buying a put

Q4. Which strategy is a net credit strategy expressing a bullish view?

  • (a) Bull call spread
  • (b) Bull put spread
  • (c) Bear put spread
  • (d) Long straddle

Q5. A long straddle profits most when:

  • (a) The stock stays exactly at the strike
  • (b) The stock makes a large move in either direction
  • (c) Implied volatility collapses
  • (d) The stock drifts slowly upward

Q6. The maximum loss of a long straddle is:

  • (a) Unlimited
  • (b) The total premium paid
  • (c) The strike price
  • (d) Zero

Q7. An iron condor is composed of:

  • (a) A bull put spread + a bear call spread
  • (b) A long call + long put at the same strike
  • (c) Two long straddles
  • (d) A covered call + protective put

Q8. An iron butterfly differs from an iron condor in that it:

  • (a) Uses four different strikes evenly spaced
  • (b) Sells the call and put at the same (ATM) strike
  • (c) Has unlimited profit
  • (d) Is a net debit strategy

Q9. A calendar spread is created by:

  • (a) Buying and selling options of the same expiry, different strikes
  • (b) Selling a near-term and buying a longer-term option of the same strike
  • (c) Buying two options of different strikes and expiries
  • (d) Selling stock and buying a call

Q10. A collar is typically used to:

  • (a) Speculate on a big move
  • (b) Protect a long stock position at low/zero net cost
  • (c) Generate unlimited upside
  • (d) Bet on rising volatility

Q11. Which strategy benefits from rising implied volatility?

  • (a) Short strangle
  • (b) Iron condor
  • (c) Long strangle
  • (d) Covered call

Q12. A short straddle has:

  • (a) Limited profit, unlimited/large risk
  • (b) Unlimited profit, limited risk
  • (c) Limited profit, limited risk
  • (d) No risk

Section B — Matching (1 mark each, 6 marks)

Q13. Match each strategy (left) to its defining feature (right).

# Strategy Feature
A Bear put spread 1 Sell OTM call above long stock
B Ratio spread 2 Buy higher-strike put, sell lower-strike put
C Covered call 3 Unequal number of long vs short options
D Iron condor 4 Two credit spreads, defined risk, range-bound view
E Long strangle 5 Buy OTM call + buy OTM put, different strikes
F Collar 6 Long stock + long put + short call

Section C — True / False WITH Justification (2 marks each: 1 answer + 1 justification)

Q14. A protective put caps the upside profit of the underlying stock. True / False — justify.

Q15. A bull put spread reaches maximum profit when the stock closes above the higher (short) strike at expiry. True / False — justify.

Q16. A long strangle is generally cheaper to establish than a long straddle at the same expiry. True / False — justify.

Q17. In a diagonal spread, the two legs share the same strike price. True / False — justify.

Q18. When your view is neutral and implied volatility is HIGH, selling premium (e.g., iron condor) is preferred over buying a straddle. True / False — justify.

Q19. A bear call spread is a net-debit strategy. True / False — justify.

Q20. A covered call's maximum profit is limited to (strike − stock purchase price) + premium received. True / False — justify.


Answer keyMark scheme & solutions

Section A (12 marks)

Q1 — (b) Buy stock + sell a call. Why: You "cover" the sold call with owned shares, capping upside for premium. (1)

Q2 — (a) Insurance on long stock. Why: Long put sets a floor below the stock; downside is limited. (1)

Q3 — (a) Buy lower strike, sell higher strike call — net debit, bullish, defined risk/reward. (1)

Q4 — (b) Bull put spread — sell higher-strike put, buy lower-strike put → net credit, bullish. (1)

Q5 — (b) Large move either way; the strategy is long volatility/gamma. (1)

Q6 — (b) Total premium paid — worst case both options expire worthless at strike. (1)

Q7 — (a) Iron condor = bull put spread + bear call spread (four legs, two credit spreads). (1)

Q8 — (b) Sells ATM call and put at the same strike (body), with protective wings. (1)

Q9 — (b) Same strike, sell near-term, buy longer-term → profits from time decay differential. (1)

Q10 — (b) Protects long stock cheaply: short call finances the protective put. (1)

Q11 — (c) Long strangle — long options gain value as IV rises (positive vega). (1)

Q12 — (a) Limited profit (premium collected), large/unlimited risk. (1)

Section B (6 marks)

Q13: A–2, B–3, C–6, D–4, E–5, F–1. (1 each) Why: Bear put = buy higher/sell lower put (2); ratio = unequal legs (3); covered call = stock+short call (6); iron condor = two credit spreads range view (4); strangle = OTM call+put diff strikes (5); collar = stock + long put + short call → matches "sell OTM call above stock" combined with protection (1).

Section C (14 marks)

Q14 — FALSE. (1) Justification: A protective put keeps upside open (stock can rise indefinitely, minus put cost); it caps downside, not upside. (1)

Q15 — TRUE. (1) Justification: Both puts expire worthless above the short (higher) strike, so seller keeps the full net credit = max profit. (1)

Q16 — TRUE. (1) Justification: Strangle uses OTM options (cheaper) vs straddle's ATM options, so lower total premium/debit. (1)

Q17 — FALSE. (1) Justification: Diagonal spread differs in both strike and expiry; same-strike different-expiry is a calendar. (1)

Q18 — TRUE. (1) Justification: High IV = expensive options + neutral view favors selling premium; iron condor collects rich credit and profits from range + IV contraction. (1)

Q19 — FALSE. (1) Justification: Bear call spread sells the lower-strike (pricier) call and buys higher-strike → net credit, not debit. (1)

Q20 — TRUE. (1) Justification: Upside gain caps at the short strike; total profit = (K − purchase price) + premium; above K, called-away gains offset stock. (1)


Worked numeric illustrations (for verification)

  • Covered call: buy stock @100, sell call K=105 for premium 2. Max profit = (105−100)+2 = 7.
  • Bull call spread: buy 100 call @4, sell 110 call @1.5, debit = 2.5. Max profit = (110−100)−2.5 = 7.5; max loss = 2.5.
  • Long straddle: buy 100 call @3 + 100 put @3, debit = 6. Max loss = 6; upper breakeven = 100+6 = 106, lower = 94.
  • Bull put spread: sell 105 put @3, buy 100 put @1, credit = 2. Max profit = 2; max loss = (105−100)−2 = 3.
[
  {"claim":"Covered call max profit = (105-100)+2 = 7","code":"K=105; buy=100; prem=2; maxp=(K-buy)+prem; result=(maxp==7)"},
  {"claim":"Bull call spread max profit 7.5 and max loss 2.5","code":"debit=4-1.5; maxp=(110-100)-debit; maxl=debit; result=(maxp==7.5 and maxl==2.5)"},
  {"claim":"Long straddle max loss 6, breakevens 106 and 94","code":"deb=3+3; up=100+deb; dn=100-deb; result=(deb==6 and up==106 and dn==94)"},
  {"claim":"Bull put spread max profit 2 and max loss 3","code":"credit=3-1; maxp=credit; maxl=(105-100)-credit; result=(maxp==2 and maxl==3)"}
]